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Category Archives: Insurance Law

SEC v. Stanford International Bank Ltd.

(United States Fifth Circuit) – Addressed insurance coverage issues in a securities fraud case. Held that the district court abused its discretion in approving a settlement agreement and so-called bar orders. Vacated and remanded for further proceedings, in this case involving a financial firm’s massive…

Metropolitan Life Insurance Co. v. Bucsek

(United States Second Circuit) – Held that an insurance company did not have to arbitrate a former employee’s claims before the Financial Industry Regulatory Authority (FINRA), an entity with which the company had severed ties. The FINRA arbitration code no longer applied to the company,…

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